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V-Shaped Disposition Effect and Investor Underreaction to Earnings News

초록

영어

We attempt to explain investor underreaction to earnings news using the newly documented refinement of the disposition effect, which is the V-shaped net selling propensity (VNSP). Using a novel data set containing stock-level information on the trading activities of different types of investors, we find that both large unrealized capital gains and losses positively predict subsequent stock returns in Korean stock markets. Furthermore, investors’ net selling propensity affects stock price drift after earnings announcements. Among good news stocks, postannouncement drift is more pronounced when they suffer from stockholders’ higher net selling propensity. Furthermore, these empirical results hold only when we construct a VNSP based on individual trading activity. Interestingly, the classic disposition effect does not induce underreaction to earnings news in our data set.

목차

ABSTRACT
 1. Introduction
 2. Data and variable construction
  2.1 Trading evidence of Ben-David and Hirshleifer (2012)
  2.2 Data
  2.3 Key variables
  2.4. Earnings news variables
  2.5 Control variables
 3. VNSP and stock returns
  3.1 Two-way sorting on residual gains and losses
  3.2 VNSP, CGO, and the cross section of stock returns
 4. V-Shaped disposition effect and underreaction to earnings news
  4.1 One-way sorting on earnings news
  4.2 Two-way sorting on earnings news and the VNSP
  4.3 Two-way sorting based on investor types
  4.4 Fama–MacBeth regression
  4.5 Subsample analysis
 5. Conclusion
 References
 Appendix. Variable definitions

저자정보

  • Minki Kim KAIST College of Business
  • Toyoung Kim KAIST College of Business
  • Tong Suk Kim KAIST College of Business

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