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Credit Rating Anomaly in Taiwan Stock Market

초록

영어

Rational asset-pricing theory asserts that higher risk should be accompanied by higher expected return. The credit-risk puzzle, however, states a negative cross- sectional relationship between credit risk and future stock returns (Dichev, 1998; Grin and Lemmon, 2002; Campbell et al., 2008; Avramov et al., 2009). This pa- per examines the credit-risk puzzle using an independent dataset from Taiwan's stock market. We document the existence of the credit-risk premium in both portfolios and individual stocks, and demonstrate that it can not be explained by well-known asset-pricing models which include the CAPM, Fama and French's (1993) three-factor model, and Liu's (2006) liquidity-augmented CAPM. Unlike the evidence in the U.S. market, rating downgrades only have limited impact on stock returns in Taiwan. Further analysis indicates that credit rating serves as a better proxy for distress risk, and is thus priced in Taiwan's stock market.

목차

Abstract
 1 Introduction
 2 Data and the Credit-Risk Premium
 3 Methodology
  3.1 Tests on Credit Rating Portfolios
  3.2 Credit Risk in the Cross-section of Stock Returns
 4 Empirical Results
  4.1 Tests with portfolios
  4.2 Tests with Individual Stocks
  4.3 The Impact of Downgrades
  4.4 Does Credit Rating Proxy for Distress Risk?
 5 Conclusions
 Appendix
 References
 Table

저자정보

  • Kuan-Cheng Ko Department of Banking and Finance, National Chi Nan University
  • Shinn-Juh Lin Department of International Business, National Chengchi University
  • Hsiang-Hui Chu Department of Banking and Finance, National Chi Nan University
  • Hsiao-Wei Ho Department of Finance, National Central University

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