This thesis is focused on cases in korea “trade by commitment” and “trade without permission”, presents controversial points, and make a counter proposals. This thesis cosists of ChapterⅠ. the introduction, Chapter Ⅱ. “trade by commitment”, Chapter Ⅲ., “trade without permission” and Chapter Ⅳ. the epilogue. ChapterⅠ. the introduction adduces the objective of this writings. Chapter Ⅱ. “trade by commitment” firstly compares the Securities and Exchange Act with the Capital market and Financial investment Act, secondly scans damages liability about the agreement of return and the excessiveness of trade concerning cases in korea. Chapter Ⅲ. “trade without permission” firstly comments about the validity of “trade without permission”, secondly goes over confirmation of it, thirdly makes mention of compensation for damages. Chapter Ⅳ. the epilogue, as conclusions or this thesis, refers that our existing laws need detailed securities regulations and our court must calculate compensation of damages adequately.
Ⅳ. 맺는 말